James A. Fanto, The Professionalization of Compliance: Its Progress, Impediments and Outcomes (Dec. 7, 2020), available on SSRN.

Veronica Root Martinez

James A. Fanto’s important new work, The Professionalization of Compliance: Its Progress, Impediments and Outcomes addresses a concern that I have been thinking about for quite some time: whether it is appropriate to consider people working in the field of compliance to be “professionals.” Within compliance circles, the phrase “compliance professional” is used constantly. Yet, as Fanto highlights in his […]